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Series 65 Uniform Registered Investment Adviser Law Exam

100% pass guarantee We offer 5 online practice exams with 500 unique questions. Our world-class practice certification tests are designed to give you the knowledge you need to pass your Series 65 Uniform Registered Investment Adviser Law Exam certification exam. We do this by delivering realistic practice tests that fully prepare you for the Series 65 Uniform Registered Investment Adviser Law Exam exam.

Once you have completed a practice exam, you will have permanent access to that exam's review page, which includes a detailed explanation for each practice question!

Our practice tests simulate the real thing in a number of key ways:

  1. Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations
  2. Level of difficulty
  3. Time-limit per question
  4. Navigation
  5. Look-and-Feel of the testing environment


Features
  • 24/7 access
  • Compatible with any device
  • 3 different testing modes
    • Timed
    • No Time Limit
    • Explanation
  • Detailed explanations



Additional Info - Series 65 Uniform Registered Investment Adviser Law Exam Practice Test

Our proof of success is with our customers. Many of them have contacted us stating that they failed the real tests until finding and utilizing our site. With our well-constructed tests and you investing the time to practice, we can make passing the test a cinch!

Certification exams don't just measure what you know -- they are also a test of how well you perform under pressure. The right type of test preparation helps you familiarize yourself not only with the material you're being tested on, but also the format of the test, so you feel less anxiety on test day. That's the kind of valuable experience you'll get with our practice tests and exam prep!

Here are five reasons you should use our exams to prepare for your Series certification exam:

  • Once you complete a practice exam, you will be provided with a summary of the number questions you answered correctly, as well as an estimate of your score on the real exam. We also provide explanations on why the answer is correct.
  • Our practice tests are designed to have a similar look-and-feel to the real test. The number of questions and even the default time limit for each practice exam mimic the actual exam. This way, when you take the actual test, you will already be completely familiar with its navigation and behavior.
  • Our tests are web-based, so there is no software to install. The practice tests are available to you anytime at your convenience. No matter where you are, you can take our practice tests on any computer or smartphone that has access to the internet.
  • If you have to stop while taking one of our tests, you can pause and continue right where you left off. When you continue the test, you will start exactly where you left off, and with the same amount of time you had remaining.
  • As an "A" rated, fully accredited member of the Better Business Bureau, we uphold the highest level of business standards.

FAQ - Series 65 Uniform Registered Investment Adviser Law Exam Practice Test

We have ten great reasons why examedge.com is the #1 source on the internet for preparing for the Series 65 RIA test. Click here for the Top Ten Reasons

To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

The range of possible scores is 0 to 100.

At examedge.com, we go to great pains to make sure that our tests are as realistic as possible. Our practice tests  help you prepare for the real test in several key ways:

  • Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations

  • Level of difficulty
  • Time-limit (or you can customize it)
  • Navigation
  • Look-and-Feel

We have a team of professional writers that create the questions based on the official test breakdown by topic. We are continually updating our exams to keep them in sync with the most current version of the actual certification exam.

Yes! We offer 5 subjects with 35 different exams utilizing 3,300 unique questions
* Evey subject has a free sample test

Test Name
  Series 6 Invest Company Variable Contracts Exam (Series65)
  Series 63 Uniform Securities Agent State Law Exam (Series65)
  Series 65 RIA (Series65)
  Series 66 NASAA Uniform Combined State Law Examination (Series65)
  Series 7 General Securities Representative Exam (Series65)

To order tests, or take a sample test, for a different subject:

Click on " Name on the Exam Name" You will be take to the orders page

For information regarding  Series 65 Uniform Registered Investment Adviser Law Exam Certifications exam,

Please refer to Financial Industry Regulatory Authority, Inc. (FINRA)'s website at : http://www.finra.org/

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Series 65 Uniform Registered Investment Adviser Law Exam Test Prep


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I used the practice test preparation materials for three Series 65 Uniform Registered Investment Adviser Law Exam tests. I purchased a set of 10 for Series 65 Uniform Registered Investment Adviser Law Exam and found them thoroughly and rigorously helpful.. Thsee materials were very helpful and well worth the investment.

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