Series 7 Stockbroker (Series7 ) Practice Tests & Test Prep by Exam Edge - Topics
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Understanding the exact breakdown of the Series 7 General Securities Representative Exam test will help you know what to expect and how to most effectively prepare. The Series 7 General Securities Representative Exam has 250 multiple-choice questions The exam will be broken down into the sections below:
| Series 7 General Securities Representative Exam Exam Blueprint | ||
|---|---|---|
| Domain Name | % | Number of Questions |
| Seeks Business for the Broker-Dealer through Customers and Potential Customers | 27% | 68 |
| Evaluates Customers’ Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives | 11% | 28 |
| Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records | 11% | 28 |
| Provides Customers with Information on Investments and Makes Suitable Recommendations | 28% | 70 |
| Obtains and Verifies Customer’s Purchase and Sales Instructions, Enters Orders, and Follows Up | 23% | 58 |
