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Series 65 RIA (Series65) Practice Tests by Exam Edge | Updated 2020


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At ExamEdge.com we place our focus on making our clients' career dreams come true, by offering world-class practice certification tests, designed to give you the knowledge to ace your FINRA Series65 exam. We do this by delivering realistic practice tests to ensure you are fully prepared for the Series 65 Uniform Registered Investment Adviser Law Exam certification exam.

Because our practice tests are web-based, there is no software to install and no need to wait for a shipment to arrive to start studying. Your Series 65 Uniform Registered Investment Adviser Law Exam practice tests are available to you anytime from anywhere on any device, allowing you to study when it works best for you. There are 5 practice tests available, each with 100 questions and detailed explanations to help you study. Every exam is designed to cover all of the aspects of the Series 65 RIA exam, ensuring you have the knowledge you need to be

Instant Access to Your Practice Exams
Detailed Explanations for Each Question
100 Unique Questions per exam

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We take great pride in our practice tests and their ability to help you pass your certification exam.
** This is not a money back or financial guarantee.


Our practice tests simulate the real thing in a number of key ways:

  1. Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations
  2. Level of difficulty
  3. Timed exam, proportional to the number of questions (or untimed if you prefer)
  4. Navigation
  5. The feel of the real test

Features
  • 24/7 access
  • Compatible with any device
  • 3 different testing modes
    • Timed
    • No Time Limit
    • Explanation
  • Detailed explanations


We offer 5 online practice exams with 500 unique questions. Our world-class practice certification tests are designed to give you the knowledge you need to pass your Series 65 Uniform Registered Investment Adviser Law Exam certification exam. We do this by delivering realistic practice tests that thoroughly prepare you for the Series 65 Uniform Registered Investment Adviser Law Exam exam. Taking our Series 65 Uniform Registered Investment Adviser Law Exam practice tests will give you the psychological advantage needed to walk into your test day with confidence.

To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

If you're looking for a silver bullet for your Series test, Exam Edge is it. You can even take your first practice test for free!

The benefits of our practice exams don't stop there. Once you have completed a practice exam, you will have permanent access to that exam's review page, which includes a detailed explanation for each practice question! Are you confused by a particular question on the practice test? Simply come back to it after you've completed the exam and get a detailed explanation of what the correct answer is and why. No matter how many times you sit for your actual Series exam, there's just no comparing the advantages of Exam Edge's practice tests!

Our proof of success is with our customers. Many of them have contacted us, stating that they failed the real tests until finding and utilizing our site. Invest your study time in our well-constructed Series exam practice tests and passing the test becomes a cinch!

Certification exams don't just measure what you know -- they are also a test of how well you perform under pressure. The right type of test preparation helps you familiarize yourself not only with the material you're being tested on, but also the format of the test, so you feel less anxiety on test day. That's the kind of valuable experience you'll get with our practice tests and exam prep!

Here are five reasons you should use our exams when designing your Series 65 Uniform Registered Investment Adviser Law Exam test prep strategy:

  1. Once you complete a practice exam, you will be provided with a summary of the number of questions you answered correctly, as well as an estimate of your score on the real exam. We also provide explanations on why the answer is correct.

  2. Our practice tests are designed to have a similar feel to the real test. The number of questions and even the default time limit for each practice exam mimic the actual exam. This way, when you take the actual test, you will already be completely familiar with its basic navigation and behavior. The psychological benefits of such a practice test can be immensely helpful.

  3. Our tests are web-based, so there is no software to install. The practice tests are available to you anytime at your convenience. No matter where you are, you can take our practice tests on any computer or smartphone that has access to the internet. This comes in handy when working in study groups, from a cafe, or wherever you might need some additional test prep support.

  4. If you have to stop while taking one of our tests, you can pause and continue right where you left off. When you continue the test, you will start exactly where you left off, and with the same amount of time you had remaining.

  5. As an "A+" rated, fully accredited member of the Better Business Bureau, we uphold the highest level of business standards.


Series 65 Uniform Registered Investment Adviser Law Exam(Series65) Test Reviews



I was very apprehensive about taking my exam since I am squeamish when I take any exam. After using your practice tests, I went into the Series 65 Uniform Registered Investment Adviser Law Exam exam with a lot of confidence feeling at ease. I would not have been ready for the kind of questions that were on the exam if I hadn’t used your practice tests. I just wish I knew about this program years ago when I took my other exams and was not as prepared as I would have been if I used your product. Thank you so much!

karen,

Thanks EE. I passed my Series 65 Uniform Registered Investment Adviser Law Exam exam on the first go. The practice tests were an invaluable resource. I have one more test to take in June and I will be ordering practice tests from you again very soon.

Sean B.,

I have heard time and time again how people fail different components of the Series 65 Uniform Registered Investment Adviser Law Exam . I have used the books to prepare but really wanted to use the computer to simulate test day. I like Exam Edge as you can chose to be timed or untimed and can also see your answers immediately. I like to see my answers so I can understand what I missed. Great website, I highly recommend Exam Edge.

JOANN H.,



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Series 65 Uniform Registered Investment Adviser Law Exam(Series65) FAQ

(click on the links below to jump to the correct question)

1. Why should I use examedge.com to prepare for Series 65 RIA test?

2. What score do I need to pass Series 65 Uniform Registered Investment Adviser Law Exam test?

3. How do I know the practice tests are reflective of the actual Series 65 Uniform Registered Investment Adviser Law Exam test?

4. Do you offer practice tests for other FINRA subjects?

5. How do I register for the real Series 65 Uniform Registered Investment Adviser Law Exam test?

1. Why should I use examedge.com to prepare for Series 65 RIA test?

We have ten great reasons why examedge.com is the #1 source on the internet for preparing for the Series 65 RIA test.

  • examedge.com/finra/series65 was created to focus solely on the Series 65 Uniform Registered Investment Adviser Law Exam test. All practice test questions parallel the topics covered on the real test, are in the right proportion, as outlined in Financial Industry Regulatory Authority, Inc. (FINRA)'s published Series 65 Uniform Registered Investment Adviser Law Exam test guidelines.

  • Our practice tests are designed to make you familiar with the real test. Our exams simulate the pressure of the real exam, by setting the per question time limit to be the same as the real exam. So when you take the actual test, you will feel comfortable with the requirements of the real exam.

  • We offer 5 online pratice exams with 500 unique questions to help you prepare for your Series 65 Uniform Registered Investment Adviser Law Exam exam.

  • The low cost! The cost of ordering 5 practice tests is less than the cost of taking the real Series 65 Uniform Registered Investment Adviser Law Exam test. In other words, it would cost you less money to order 5 practice tests, than if you failed the real test and had to retake it. Now that is a bargain!

  • If you have to stop while taking one of our tests, you can continue right where you left off. When you continue the test, you will start exactly where you were, and with the same amount of time you had remaining.

  • After you complete a test, we provide your raw score (how many you answered correctly) and our estimate of the Series score you would receive if you were taking the real test.

  • As you complete your practice tests, we show you which questions you answered correctly, which ones you answered incorrectly, and provide detailed step-by-step explanations for every single question on the test!

  • BBBAs a fully accredited member of the Better Business Bureau, we uphold the highest level of business standards. You can rest assured that we maintain all of the BBB Standards for Trust

  • Because the tests are web-based, there is no software to install. Our practice tests are available to you 24-hours a day. No matter where you are, you can take our practice tests on any computer with access to the internet.

  • If you need additional help, we offer specialized tutoring. Our tutors are highly qualified.


  • 2. What score do I need to pass Series 65 Uniform Registered Investment Adviser Law Exam test?

    To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

    The range of possible scores is 0 to 100.



    3. How do I know the practice tests are reflective of the actual Series 65 Uniform Registered Investment Adviser Law Exam test?

    At examedge.com, we go to great pains to make sure that our tests are as realistic as possible. Our practice tests  help you prepare for the real test in several key ways:

    • Topics covered
      • Economic Factors and Business Information - 14%
      • Basic economic concepts
        Financial reporting
        Quantitative methods
        Types of risk
      • Investment Vehicle Characteristics - 24%
      • Types and characteristics of cash and cash equivalents
        Types and characteristics of fixed income securities
        Methods used to determine the value of fixed income securities
        Types and characteristics of equity securities
        Methods used to determine the value of equity securities
        Types and characteristics of pooled investments
        Methods used to determine the value of pooled investments
        Types and characteristics of derivative securities
        Alternative Investments
        Insurance-based products
      • Client Investment Recommendations and Strategies - 31%
      • Types and characteristics of cash and cash equivalents
        Types and characteristics of fixed income securities
        Methods used to determine the value of fixed income securities
        Types and characteristics of equity securities
        Methods used to determine the value of equity securities
        Types and characteristics of pooled investments
        Methods used to determine the value of pooled investments
        Types and characteristics of derivative securities
        Alternative Investments
        Insurance-based products
      • Client Investment Recommendations and Strategies - 31%
      • Type of client
        Client profile
        Capital Market Theory
        Portfolio management styles and strategies
        Portfolio management techniques
        Tax Considerations
        Retirement plans
        ERISA issues
        Special types of accounts
        Trading securities
        Performance measures
      • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
      • State and Federal Securities Acts and related rules and regulations
        Ethical practices and fiduciary obligations

    • Level of difficulty
    • Time-limit (or you can customize it)
    • Navigation
    • The feel of the real exam

    We have a team of professional writers that create the questions based on the official test breakdown by topic. We are continually updating our exams to keep them in sync with the most current version of the actual certification exam.



    4. Do you offer practice tests for other FINRA subjects?

    Yes! We offer 5 subjects with 5 different exams utilizing 500 unique questions
    * Evey subject has a free sample test

       Series 6 Invest Company Variable Contracts Exam (Series6 ) Practice Tests
       Series 63 Uniform Securities Agent State Law Exam (Series63) Practice Tests
       Series 65 RIA (Series65) Practice Tests
       Series 66 NASAA Uniform Combined State Law Examination (Series65) Practice Tests
       Series 7 General Securities Representative Exam (Series7 ) Practice Tests

    To order tests, or take a sample test, for a different subject:

    Click on ' Name on the Exam Name' You will be take to the orders page



    5. How do I register for the real Series 65 Uniform Registered Investment Adviser Law Exam test?

    For information regarding  Series 65 Uniform Registered Investment Adviser Law Exam Certifications exam,

    Please refer to Financial Industry Regulatory Authority, Inc. (FINRA)'s website at : https://www.finra.org/