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Series 65 RIA (Series65) Practice Tests by Exam Edge

Instant Access to Your Practice Exams
Detailed Explanations for Each Question
Questions per exam: 100

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      Bundle of 5 Practice Tests
      1 Practice Test


100% Passing Guarantee
 
100% Passing Guarantee
We take great pride in our practice tests and their ability to help you pass your certification exam.
** This is not a money back or financial guarantee.


Our practice tests simulate the real thing in a number of key ways:

  1. Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations
  2. Level of difficulty
  3. Timed exam, proportional to the number of questions (or untimed if you prefer)
  4. Navigation
  5. The feel of the real test
Features
  • 24/7 access
  • Compatible with any device
  • 3 different testing modes
    • Timed
    • No Time Limit
    • Explanation
  • Detailed explanations


We offer 5 online practice exams with 500 unique questions. Our world-class practice certification tests are designed to give you the knowledge you need to pass your Series 65 Uniform Registered Investment Adviser Law Exam certification exam. We do this by delivering realistic practice tests that thoroughly prepare you for the Series 65 Uniform Registered Investment Adviser Law Exam exam. Taking our Series 65 Uniform Registered Investment Adviser Law Exam practice tests will give you the psychological advantage needed to walk into your test day with confidence.



We have ten great reasons why examedge.com is the #1 source on the internet for preparing for the Series 65 RIA test.

  • examedge.com/finra/series65 was created to focus solely on the Series 65 Uniform Registered Investment Adviser Law Exam test. All practice test questions parallel the topics covered on the real test, are in the right proportion, as outlined in Financial Industry Regulatory Authority, Inc. (FINRA)'s published Series 65 Uniform Registered Investment Adviser Law Exam test guidelines.

  • Our practice tests are designed to make you familiar with the real test. Our exams simulate the pressure of the real exam, by setting the per question time limit to be the same as the real exam. So when you take the actual test, you will feel comfortable with the requirements of the real exam.

  • We offer 35 online pratice exams with 3,300 unique questions to help you prepare for your Series 65 Uniform Registered Investment Adviser Law Exam exam.

  • The low cost! The cost of ordering 5 practice tests is less than the cost of taking the real Series 65 Uniform Registered Investment Adviser Law Exam test. In other words, it would cost you less money to order 5 practice tests, than if you failed the real test and had to retake it. Now that is a bargain!

  • If you have to stop while taking one of our tests, you can continue right where you left off. When you continue the test, you will start exactly where you were, and with the same amount of time you had remaining.

  • After you complete a test, we provide your raw score (how many you answered correctly) and our estimate of the Series score you would receive if you were taking the real test.

  • As you complete your practice tests, we show you which questions you answered correctly, which ones you answered incorrectly, and provide detailed step-by-step explanations for every single question on the test!

  • BBBAs a fully accredited member of the Better Business Bureau, we uphold the highest level of business standards. You can rest assured that we maintain all of the BBB Standards for Trust

  • Because the tests are web-based, there is no software to install. Our practice tests are available to you 24-hours a day. No matter where you are, you can take our practice tests on any computer with access to the internet.

  • If you need additional help, we offer specialized tutoring. Our tutors are highly qualified.

To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

The range of possible scores is 0 to 100.

At examedge.com, we go to great pains to make sure that our tests are as realistic as possible. Our practice tests  help you prepare for the real test in several key ways:

  • Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations

  • Level of difficulty
  • Time-limit (or you can customize it)
  • Navigation
  • The feel of the real exam

We have a team of professional writers that create the questions based on the official test breakdown by topic. We are continually updating our exams to keep them in sync with the most current version of the actual certification exam.

Yes! We offer 5 subjects with 35 different exams utilizing 3,300 unique questions
* Evey subject has a free sample test

Test Name
  Series 6 Invest Company Variable Contracts Exam (Series65)
  Series 63 Uniform Securities Agent State Law Exam (Series65)
  Series 65 RIA (Series65)
  Series 66 NASAA Uniform Combined State Law Examination (Series65)
  Series 7 General Securities Representative Exam (Series65)

To order tests, or take a sample test, for a different subject:

Click on " Name on the Exam Name" You will be take to the orders page

For information regarding  Series 65 Uniform Registered Investment Adviser Law Exam Certifications exam,

Please refer to Financial Industry Regulatory Authority, Inc. (FINRA)'s website at : http://www.finra.org/

I was very apprehensive about taking my exam since I am squeamish when I take any exam. After using your practice tests, I went into the Series 65 Uniform Registered Investment Adviser Law Exam exam with a lot of confidence feeling at ease. I would not have been ready for the kind of questions that were on the exam if I hadn’t used your practice tests. I just wish I knew about this program years ago when I took my other exams and was not as prepared as I would have been if I used your product. Thank you so much!

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