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We are confident in our ability to help you pass your FINRA exam and look forward to helping you achieve your goals.
We offer 5 FINRA subjects with 35 different exams utilizing 3,300 unique questions specifically designed to help you pass your FINRA certification exam. Our practice tests simulate the actual testing experiences by covering the required competencies and incorporating content and the application of skills necessary for you to be ready for opportunities requiring certification by the FINRA .
Who is the Financial Industry Regulatory Authority ?
The Financial Industry Regulatory Authority (FINRA) is an independent, non-governmental organization that regulates the securities industry in the United States. FINRA is the largest independent regulator for all securities firms doing business in the United States. It is a non-profit organization authorized by Congress to protect investors by ensuring the fairness and integrity of the securities market. FINRA oversees the operations of broker-dealers, including registration and licensing of firms and individuals, and the enforcement of rules and regulations governing the activities of broker-dealers and their associated persons. FINRA also develops rules and regulations, conducts examinations, provides investor education and monitors the trading of securities on the major stock exchanges. FINRA also provides dispute resolution services for investors and brokerage firms, and works to protect investors from fraud and other wrongdoing. FINRA is funded by fees assessed on member firms and other entities.