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Series 65 RIA (Series65) Practice Tests by Exam Edge

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Questions per exam: 100

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Our practice tests simulate the real thing in a number of key ways:

  1. Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations
  2. Level of difficulty
  3. Timed exam, proportional to the number of questions (or untimed if you prefer)
  4. Navigation
  5. The feel of the real test
Features
  • 24/7 access
  • Compatible with any device
  • 3 different testing modes
    • Timed
    • No Time Limit
    • Explanation
  • Detailed explanations


We offer 5 online practice exams with 500 unique questions. Our world-class practice certification tests are designed to give you the knowledge you need to pass your Series 65 Uniform Registered Investment Adviser Law Exam certification exam. We do this by delivering realistic practice tests that thoroughly prepare you for the Series 65 Uniform Registered Investment Adviser Law Exam exam. Taking our Series 65 Uniform Registered Investment Adviser Law Exam practice tests will give you the psychological advantage needed to walk into your test day with confidence.



We have ten great reasons why examedge.com is the #1 source on the internet for preparing for the Series 65 RIA test.

  • examedge.com/finra/series65 was created to focus solely on the Series 65 Uniform Registered Investment Adviser Law Exam test. All practice test questions parallel the topics covered on the real test, are in the right proportion, as outlined in Financial Industry Regulatory Authority, Inc. (FINRA)'s published Series 65 Uniform Registered Investment Adviser Law Exam test guidelines.

  • Our practice tests are designed to make you familiar with the real test. Our exams simulate the pressure of the real exam, by setting the per question time limit to be the same as the real exam. So when you take the actual test, you will feel comfortable with the requirements of the real exam.

  • We offer 35 online pratice exams with 3,300 unique questions to help you prepare for your Series 65 Uniform Registered Investment Adviser Law Exam exam.

  • The low cost! The cost of ordering 5 practice tests is less than the cost of taking the real Series 65 Uniform Registered Investment Adviser Law Exam test. In other words, it would cost you less money to order 5 practice tests, than if you failed the real test and had to retake it. Now that is a bargain!

  • If you have to stop while taking one of our tests, you can continue right where you left off. When you continue the test, you will start exactly where you were, and with the same amount of time you had remaining.

  • After you complete a test, we provide your raw score (how many you answered correctly) and our estimate of the Series score you would receive if you were taking the real test.

  • As you complete your practice tests, we show you which questions you answered correctly, which ones you answered incorrectly, and provide detailed step-by-step explanations for every single question on the test!

  • BBBAs a fully accredited member of the Better Business Bureau, we uphold the highest level of business standards. You can rest assured that we maintain all of the BBB Standards for Trust

  • Because the tests are web-based, there is no software to install. Our practice tests are available to you 24-hours a day. No matter where you are, you can take our practice tests on any computer with access to the internet.

  • If you need additional help, we offer specialized tutoring. Our tutors are highly qualified.

To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

The range of possible scores is 0 to 100.

At examedge.com, we go to great pains to make sure that our tests are as realistic as possible. Our practice tests  help you prepare for the real test in several key ways:

  • Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations

  • Level of difficulty
  • Time-limit (or you can customize it)
  • Navigation
  • The feel of the real exam

We have a team of professional writers that create the questions based on the official test breakdown by topic. We are continually updating our exams to keep them in sync with the most current version of the actual certification exam.

Yes! We offer 5 subjects with 35 different exams utilizing 3,300 unique questions
* Evey subject has a free sample test

Test Name
  Series 6 Invest Company Variable Contracts Exam (Series65)
  Series 63 Uniform Securities Agent State Law Exam (Series65)
  Series 65 RIA (Series65)
  Series 66 NASAA Uniform Combined State Law Examination (Series65)
  Series 7 General Securities Representative Exam (Series65)

To order tests, or take a sample test, for a different subject:

Click on " Name on the Exam Name" You will be take to the orders page

For information regarding  Series 65 Uniform Registered Investment Adviser Law Exam Certifications exam,

Please refer to Financial Industry Regulatory Authority, Inc. (FINRA)'s website at : http://www.finra.org/

Exam Edge was truly a wonderful resource for me. After taking the Series 65 Uniform Registered Investment Adviser Law Exam Exam several times, I finally passed it after the use of the Exam Edge practice tests. The explanations were great and gave me the confidence that I needed to pass. I will use this resource again for future exams as well as refer my friends.

Deliya,

Im glad I found your website. Your practice tests helped immensely! The ability to review answers while taking the test was a great beginning feature. I also liked having the option to take it like a "real" test - being timed and given the results only at the end. The timed component and the layout of the test/navigation buttons made the actual test day so much easier! I passed both the Series 65 Uniform Registered Investment Adviser Law Exam on my first try!

HR,

Hi! Thank you for being a great tool site for my Series 65 Uniform Registered Investment Adviser Law Exam certification exam. It help me prepare for "battle". Practice makes perfect alright. I recommended your site to my coworkers taking the VI exams the next 18 months.

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Thank you so much for the Series 65 Uniform Registered Investment Adviser Law Exam practice exams! Today I passed the Exam! I purchased two of your Series 65 Uniform Registered Investment Adviser Law Exam exams and went through each one twice. Thanks again for helping me to prepare for the subject area exam.

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Structured Test Prep for your Series 65 RIA Certification

Throwing Darts

There are many different ways to study for the big test, but using every strategy in the book can lead to confusion. Preparing for your Series 65 RIA certification exam does not need to be like throwing darts at the wall blindfolded. Let Exam Edge guide you through the study process. Our industry-leading approach simplifies the process of getting you prepared to pass your exam. Combine the study skills you've picked up over your lifetime and add in our helpful certification practice tests and you've got a combination that can't be beat. Series 65 RIA exam prep can be easy with the help of Exam Edge!

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After you complete one of our practice tests, we'll let you know how many questions you answered correctly. We will also estimate the score you would be close to on the actual exam, so you'll know how much more practice you need. These test results can help you create a comprehensive study guide that focuses on your weak areas. Practice tests online offer this unique insight in ways other forms of studying cannot. As helpful as your notes might be, when was the last time your scribbles directed you to the exact problem areas in which you need extra help? Bring your study strategies into the 21st century with Series 65 Uniform Registered Investment Adviser Law Exam prep from Exam Edge.



You're in Control!


Our unique exam practice test environment is the closest thing you will find to the actual test, with one exception: We tell you when you're right and when you're wrong, and most importantly we explain why! Our tests provide you with step-by-step explanations in an easy to understand format. Imagine how much more thorough your notes will be after reviewing your answers with Exam Edge!

We realize that everyone likes to study differently, so we give you three different ways to take your exams:

Timed - Timed tests are just like the actual certification exam. They help you feel the pressure of completing the exam in a strict timeframe. The system defaults the test time to the same time limit per question as the actual exam. This is a great method of practicing your timing, especially if you're concerned about having enough time to complete the test.

No Time Limit - With this option, you can sit back, take your time and really think about the question before answering. This rush-free option is recommended for those just dipping their toes into studying. It's a great way to test your knowledge and highlight blind spots you'll need to come back to in your studies - one of the many advantages of taking International practice exams!

Explanation - Not sure where to even begin with your studying? Try a practice test in explanation mode. The questions act as a study guide, giving you the option to see the answers as you take the test. Study guide mode is an effective way to review the test subject matter before you take the exam in a timed format. Taking notes on explanation mode is truly the best method of beginning test prep

Remember, standardized tests are not simply an examination of your knowledge of the subject matter. They are also testing your ability to perform well under pressure. It's easy to psych yourself out about this aspect of the exam. All the studying in the world can't prepare you for what it will be like to actually sit for the test. Get the test-taking experience you need to perform well under pressure. By taking exam practice tests through Exam Edge, you'll gain the confidence necessary to stay calm on the day of the real test.

There's a lot riding on the results of your test, especially if it's the only thing standing between you and a certification. No matter how confident you might feel about the exam, practice exams can give you that extra competitive edge to feel as confident as possible on test day. Take our certification practice tests and walk into the actual test with your head held high!